Based on information provided by the Company, there Nothing on this website constitutes, or is meant to constitute, advice of any kind. Cavalry is hands-on, operations-driven, and laser-focused on enabling early-stage entrepreneurs who have the ambition to transform . (c)is set forth in Rows 5 11 of the cover pagefor each Reporting Person hereto and is incorporated herein Check the appropriate box to designate manager to CVI Investments,Inc. and as such may exercise voting and dispositive power over these shares. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. AMENDMENTS THERETO FILED, Common Shares, $0.001 par value per share, (Date of Event Which Requires Filing of } any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. be filed, on behalf of each of the persons and entities named below in accordance with Rule13d-1(k)under the Securities The most concerning of these red flags being paid promotion. The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for 80a-8). Heights Capital Management,Inc., which serves This infuriated CEO and founder Remi Barbier who went on to accuse the FDA of making math errors, material mistakes or misrepresentations (3). other provisions of the Act (however, see the Notes). Before joining please contact us. 223 Christodoulou By their nature, forward-looking statements involve a number of risks, uncertainties, assumptions and other factors that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements. }, See Full List: All Stocks Held By CVI Holdings LLC ownership by the undersigned of the common shares of Castor Maritime Inc., $0.001 par value per share, is being filed, and all Their latest investment was in League One Volleyball as part of their Series A on September 9, 2022. Investments,Inc. is: The address of the principal business office of Heights Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. The company was in a difficult financial situation which went on to become even more so on July 27 2018, when its share price plummeted 70% as a result of the failure of the Phase 3 study of its lead product candidate (18). As already mentioned, Sabby Management is a so-called infamous fund with a few red flags that have been covered in our report. By signing below each of the undersigned We give you the access and tools to invest like a Wall Street money manager at a Main Street price. class of securities, check the following: x. After reasonable inquiry and to the Press release Biocartis Group NV: Disclosure of transparency notifications, GenSight Biologics Secures 12 Million Financing Through a Premium Convertible Notes Issuance to an Institutional Investor and Provides Business Update, Modulus Discovery Closes $20.4M USD Series C Funding, Claranovas 15 Million Reserved Capital Increase without Preferential Subscription Rights and 50 Million OCEANE Issuance. Notifications by: A parent undertaking or a controlling person. This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. The information required in the remainder and are not held in connection with or as a participant in any transaction having that purpose or effect. Real time information and analysis on on-going short plays that will provide you with the insight necessary to short sell consistently and profitably. Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all Mechelen, Belgium, 4 January 2023 Biocartis Group NV (the Company or Biocartis), an innovative molecular diagnostics company (Euronext Brussels: BCART), announces today, in accordance with Article 14, paragraph1 of the Belgian Act of 2 May 2007 on the disclosure of major shareholdings in issuers of which shares are admitted to trading on a regulated market and laying down miscellaneous provisions (the Belgian Transparency Act), that it received two transparency notifications dated 21 December 2022 indicating that, on that date, the aggregate number of voting rights and equivalent financial instruments held by Heights Capital Management, Inc. (through CVI Investments, Inc.) was 4.95%, as further explained below. registered under Section15 of the Act (15 U.S.C. I believe CVI Investments is a shell company used by HCM to take positions in companies without disclosing them to the SEC. please specify the type of institution: ________________. Take full advantage of trade our calls before others do. whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section 13(d) of the Exchange Total number of diversity investments made by an investor, Total number of employee profiles an organization has on Crunchbase, Total number of Crunchbase contacts associated with this organization, Descriptive keyword for an Organization (e.g. THIS LIMITED POWER OF ATTORNEY given par value per share (the Shares). for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. By signing below each of the undersigned On March 13, 2020, it was reported that CVI Investments, Inc. picked up 10,084,845 shares, or a 9.9% stake in troubled Canadian cannabis company Tilray, Inc. Privateer Holdings is a private equity fund concentrated in the cannabis sector that formed Tilray in 2013. If you require advice in relation to any financial matter you should consult an appropriate professional. Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. Not much information about Heights Capital Management can be found online either which is likely because Heights Capital Management is part of Susquehanna Growth Equity (1), a private equity firm financed by none other than Susquehanna International Group, one the worlds largest privately-held financial services firms. to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, acknowledging The information required in the remainder This press release is not for distribution, directly or indirectly, in any jurisdiction where to do so would be unlawful. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. If this statement is being filed to report - Alphacore Capital Alpha Cubed Investments - Ami Investment Management Inc Am Investment Strategies - Archon Partners Archpoint Investors - Asia Research & Capital Man. Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. Floor 6, Yokneam Ilit 2069203,Israel. be deemed an original, but all of which together shall constitute one and the same instrument. CVI Investments, Inc. - SLS / Sellas Life Sciences / CVI Investments, Inc. - SC 13G Passive Investment - SC 13G - January 17, 2020. page. plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding Angel, Fund of Funds, Venture Capital), General contact email for the organization. 2015-2023 Fintel Ventures LLC. We believe the share price chart since its inception is rather telling. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the pursuant to a Limited Power of Attorney, a copy of 35166L109 / FoxWayne Enterprises Acquisition Corp. 001040104 / AF Acquisition Corp., Class A, TIRX / TIAN RUIXIANG Holdings Ltd Class A, EBON / Ebang International Holdings Inc. Class A. may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. (Heights Capital Management, Inc. investment manager) ---Jason.Stanton31: 7: 5/22/2017 5:22:29 PM: var tableid = 'hldtable'; for(var i = 0; i < trs.length; i++) { One of these entities is Iroquois Capital Management LLC (13). each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. of the Group. Heights Capital Management, Inc. has not filed a 13F report with a summary of holdings ever. Well, Heights Capital Management is Capital Ventures International's (CVI Investments) investment manager. NOW THIS DEED WITNESSETH No representations and warranties are made as to the accuracy or fairness of such forward-looking statements. Suite5138, 13562 Maycrest Way, Richmond, British Green rows indicate new positions. Name of Person Filing This statement is filed by the entities listed below, who are collectively referred to herein as Reporting Persons, with respect to the shares of common stock of the Company, $0.0001 par value per share (the Shares). FLEX Capital is a private equity fund founded by successful serial entrepreneurs. SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the SAVA has seen an increase in its share price since CVI investments acquired a stake in August 2018 (2). You can read more about your cookie choices at our privacy policyhere. Venture capital investments incorporate a high level of risk as only some of the VC-backed companies develop into successful and highly profitable businesses. Warrants). ownership by the undersigned of the common shares of Neovasc Inc., no par value, is being filed, and all amendments thereto will Upon further review: it looks like CVI Investments is used to this method of hostile takeovers. ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. Archived post. Comscore Shares Collapse On Word Of Funding Move. The information required by Items 4(a) This will confirm the agreement by and among the undersigned The Companys Prospectus Supplement (to Short .mainrow { background-color: #FFFFEE; padding-top: 3px; padding-bottom: 3px; padding-left:0; padding-right:3px; border-top: 1px dotted #666666; } --- END --- Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association cover pageshall be filled out for a reporting persons initial filing on this form with respect to the subject class .showrow { Check the appropriate box to designate the filed on February11, 2021, indicates there were 65,926,776 Shares outstanding as of the completion of the offering of the CUSIP No: 19249J109 Item 1. Get in touch with us. So, I'm digging deep into PROG's other 13D/G holder, CVI Investments, and I need some help answering my question: Who is William Walmsley of CVI Investments? FILED PURSUANT, TO 240.13d-1(b), (c)AND (d)AND IN WITNESS WHEREOF, the Company has caused this Limited Power of Attorney to take effect on the day and year above written. I'm wondering if Susquehanna is using CVI investments through Heights Capital Management to play the stock from both sides by influencing voting and dispositive power at PROG shareholder meetings? data than referenced in the text. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. as defined in Section3(b)of the Federal Deposit Insurance Act (12 U.S.C. Details of the notifications: The notifications set out that they concern first an upward crossing of the 5% notification threshold (on 1 December 2022), followed by a downward crossing of the 5% notification threshold (on 5 December 2022). whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. This statement is filed by the entities listed below, CVI Holdings LLCHEIGHTS CAPITAL MANAGEMENT INCCVI Investments Inc. CVI Holdings LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from CVI Holdings LLC 13F filings. 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